Sr. Analyst, Risk Governance
City : Toronto
Category : Temporary
Industry : Finance
Employer : Sun Life Financial
You are as unique as your background, experience and point of view. Here, you’ll be encouraged, empowered and challenged to be your best self. You'll work with dynamic colleagues - experts in their fields - who are eager to share their knowledge with you. Your leaders will inspire and help you reach your potential and soar to new heights. Every day, you'll have new and exciting opportunities to make life brighter for our Clients - who are at the heart of everything we do. Discover how you can make a difference in the lives of individuals, families and communities around the world.
Job Description:
12 month contract opportunity
Reporting to the Director, Risk Governance – Regulatory reporting, the core accountabilities of the Senior Analyst, Risk Governance include assisting in managing the renewal of various offering documents for SLGI and regulatory projects relating to the implementation of new regulatory requirements and enhancing adherence to existing requirements. The Senior Analyst, Risk Governance will also manage the collection of information required to support SLGI’s reporting to the Independent Review Committee.
The working environment is very dynamic and fast paced, where innovation is highly encouraged, and existing processes are continually being enhanced. The Senior Analyst, Risk Governance will work closely with the Director, Risk Governance and Manager, Risk Governance, in addition to frequent collaboration with our Compliance, Legal, Product, Portfolio Management, Corporate Secretary and Finance partners.
What will you do?
Assist with responsibilities relating to administration of the Independent Review Committee (IRC); such responsibilities will include but not be limited to information and data gathering, and follow-ups, as required to prepare the meeting materials
Provide support with managing the annual renewal process of SLGI’s offering documents, including the Simplified Prospectus, Fund Facts and Annual Information Form for prospectus-exempt funds
Responsible for documenting internal reviews of applicable regulatory requirements
Partner with various stakeholders to collect relevant information and where required update procedures, training materials or other internal documents
Assist with various responsibilities relating to Business Continuity Planning
Provide functional support and assist other team members for various duties, as delegated
Act as back-up for other team members
What do you need to succeed?
The ideal candidate will possess a legal and/or compliance background and/or experience in a controls function in a mutual fund firm
Honest, ethical and trustworthy attitude;
Highly organized, detailed oriented mindset, strong ability to multi-task and confident handling a diverse range of responsibilities in fast paced environment
Pro-active and self-motivated team player that has the ability to effectively prioritize
Can-do attitude and adaptable personality with great collaboration skills and genuine desire to work in a high-performing team environment
Strong time management, written and verbal communication skills
Strong MS Office skills – including good grasp of Excel/ PowerPoint
Qualifications
Industry courses are highly desired (Canadian Securities Course, Branch Manager’s Course etc).
Relevant work experience in the mutual fund industry or transferrable skills
Functional knowledge of National Instruments 31-103, 81-101, 81-107, and the Ontario Securities Act is an asset
Bilingualism (French knowledge) is an asset but not required
What's in it for you?
Being a member of the Sun Life family, a group of people united by our Purpose: to help Clients and Employees achieve lifetime financial security and live healthier lives
Flexible Benefits from the day you join to meet the needs of you and your family
We’re honoured to be recognized as a 2023 Best Workplaces in Ontario by Great Place to Work® Canada
We’re committed to creating an inclusive and respectful environment. Our goal is to make sure all our employees have the chance to live up to their full potential
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The Base Pay range is for the primary location for which the job is posted. It may vary depending on the work location of the successful candidate or other factors. In addition to Base Pay, eligible Sun Life employees participate in various incentive plans, payment under which is discretionary and subject to individual and company performance. Certain sales focused roles have sales incentive plans based on individual or group sales results.
Diversity and inclusion have always been at the core of our values at Sun Life. A diverse workforce with wide perspectives and creative ideas benefits our clients, the communities where we operate and all of us as colleagues. We welcome applications from qualified individuals from all backgrounds.
Persons with disabilities who need accommodation in the application process or those needing job postings in an alternative format may e-mail a request to thebrightside@sunlife.com.
At Sun Life we strive to create a flexible work environment where our employees are empowered to do their best work. Several flexible work options are available and can be discussed throughout the selection process depending on the role requirements and individual needs.
We thank all applicants for showing an interest in this position. Only those selected for an interview will be contacted.
Salary Range:
56,000/56 000 - 91,000/91 000Job Category:
CompliancePosting End Date:
03/05/2024