This role sits within Laurentian Bank.

The Compliance Advisor is responsible for performing ongoing monitoring of activities to ensure that areas are in compliance with policies, procedures and regulatory requirements. He works closely with the Senior Manager, Compliance to provide him with the analytical tools required for sector visits and assist in compliance matters and initiatives.

Responsibilities

• Monitor day-to-day and periodic controls related to Regulatory Risk Management (RRM), Operational Risk Management (ORM) and Compliance.
• Remotely validate the application of controls related to regulatory compliance and banking practices within the sector by performing a testing approach in its sector.
• Document the findings and formulate recommendations that will be reported to the managers in relation to the controls assessed.
• Provide support and advice to business units as part of the monitoring and validation activities or initiatives.
• When necessary, ensure a follow-up with business units when correction plans are requested to correct gaps.
• When necessary, collaborate in the development of action plans to correct systemic or major deficiencies affecting a sector.
• Collaborate in the development and updating of tools necessary for the execution of tests or other compliance tools.
• Work closely with the Senior Manager, Compliance to provide him with the findings of the validations and analysis carried out as well as to identify the support and training needs of the business units.
• Maintain up-to-date knowledge of current legislation, policies, programs and procedures and be on the lookout for market trends.
• Perform any other task of the same nature or of a general nature requested by his superior or required in the context of his duties.

Qualifications

• Bachelor's degree in a relevant related discipline
• 3 years of related experience in the banking sector, preferably in Business Service compliance
• Knowledge of the different legal forms of businesses
• In-depth knowledge of commercial products, including equipment leasing financing
• Recognized certifications: Certified Anti-Money Laundering Specialist (CAMS), Certified Information Privacy Professional (CIPP / C), an asset
• French-English bilingualism* (spoken / written) essential
• Excellent judgment, listening skills, interpersonal skills
• Excellent verbal and written communication skills
• Ability to work in a changing environment and to work under pressure

*Professional working proficiency in French and English languages required as position involves frequent written and oral communication on complex matters with internal and external parties in both languages.

What Laurentian Bank has to offer you

The total compensation offered by Laurentian Bank encompasses a comprehensive range of benefits, highlighting our commitment to the well-being and success of our employees.

Here are some of the key points of our offering:

• The actual annual base salary offered will take into account internal equity, skills, and experience among other factors.
• Total compensation: Earn a comprehensive compensation package that includes annual reviews and performance-based bonuses.
• Work model: We prioritize a hybrid work model based on business needs.
• Stock purchase plan: Become not just an employee, but a Laurentian Bank shareholder. Employer matching takes your investment even further.
• Time off: In addition to paid vacation, we provide floating days and leave options to accommodate the diverse needs of our employees. Plus, as an extra perk, you also get a paid day off to celebrate your birthday.
• Health and wellness: Take care of your health and well-being with access to healthcare professionals, our Employee and Family Assistance Program (EFAP), and a Stress Management and Well-Being Program.
• Group insurance and pension: We offer a competitive insurance program based on your family’s needs and a defined contribution pension plan to help prepare for your future.
• Financial benefits: As a Laurentian Bank employee, you’re also the best ambassador for our products and services. Take advantage of employee-only offers on a wide range of products. Enjoy exclusive deals and preferred rates on products and services including insurance, hotels, train tickets, spas and many more.

We are committed to creating a fulfilling professional environment where your skills are valued, and your well-being is a priority. Join us for a rewarding career at Laurentian Bank.

Inclusion and Accessibility

At Laurentian Bank, we believe everyone belongs. We are committed to fostering an inclusive work environment that reflects the diversity of our customers and our communities and where everyone feels like they belong and can thrive. To this end, we encourage applications from individuals from equity-deserving groups, including Indigenous persons, racialized and persons with disabilities, marginalized genders and the 2SLGBTQIA+ community.

We strive to offer a flexible and accessible work experience that is inclusive of everyone. If at any time you need an accommodation, please let us know.

PIPEDA

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