Compliance Officer
City : TORONTO, Ontario, Canada
Category : Audit | Compliance | Legal | Risk
Industry : Financial/Banking
Employer : RBC
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Whether you’re helping clients find new opportunities, developing new technology, or providing expert advice to internal partners, you will be doing work that matters in the world, in an environment built on teamwork, service, responsibility, diversity, and integrity.
Job Title
Job Description
What is the opportunity?
As Compliance Officer, you will support the Investor & Treasury Services (I&TS) Compliance team for Canada. Your responsibilities will include coordinating the pension regulatory reporting requirements and supporting the monitoring activities related to the Regulatory Compliance Management program.
What will you do?
Responsible for the preparation and adherence to strict deadlines with the filing of monthly/annual provincial and federal regulator reports relating to the underfunding of pension plan contributions
Liaise with provincial and federal regulator queries with respect to our pension clients’ contribution status
Conduct monitoring responsibilities as described in the Regulatory Compliance Management (RCM) Framework and RCM Monitoring and Testing Control Standard and other relevant documents
Work with Compliance Advisory team and reporting manager in I&TS Compliance to assist with developing monitoring plans, staff training and projects.
What do you need to succeed?
Must-have
2+ years of relevant experience in compliance and/or audit
Ability to multi-task with exceptional level of accuracy
Strong ethics and values to ensure regulations are met and adherence to RBC standards
Experience and ability to communicate to impact and influence with all levels of management/staff
PC literacy with good working knowledge of Microsoft applications (Word, Excel, PowerPoint) with an automation mindset
University degree in business, finance, economics or other related discipline
What’s in it for you?
We thrive on the challenge to be our best, progressive thinking to keep growing, and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.
A comprehensive Total Rewards Program including bonuses and flexible benefits, competitive compensation.
Ability to make a difference and lasting impact
Work in a dynamic, collaborative, progressive, and high-performing team
Opportunities to do challenging work
#Hybrid
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Inclusion and Equal Opportunity Employment
At RBC, we embrace diversity and inclusion for innovation and growth. We are committed to building inclusive teams and an equitable workplace for our employees to bring their true selves to work. We are taking actions to tackle issues of inequity and systemic bias to support our diverse talent, clients and communities.
We also strive to provide an accessible candidate experience for our prospective employees with different abilities. Please let us know if you need any accommodations during the recruitment process.
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