Manager, Internal Audit (Capital Markets)

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City : Toronto

Category : Banking

Industry : Banking

Employer : RBC

What is the opportunity?


Reporting to the Director, Capital Markets, Internal Audit, you will provide independent and objective assessment of the effectiveness of risk management practices, internal controls and governance processes in the Capital Markets space. You will help to create solutions that support units in complying with regulatory requirements, following RBC policies and implementing industry best practices.


What will you do?


  • Be part of a team of professional auditors responsible for Capital Markets audits with a focus on overall Corporate & Investment Banking and/or Global Markets business lines.
  • Contribute to audit planning that ensures adequate coverage of all areas of an audit to permit the issuance of an overall opinion on internal controls and risk management practices to senior management.
  • Execute an audit plan and ensure effective audit practices for traditional audits and continuous monitoring , including Internal Controls over Financial Reporting (SOX)
  • Implement individual audit engagement plans that ensure adequate coverage of all areas of Capital Markets to permit the issuance of an overall opinion on internal controls and risk management practices to senior management
  • Maintain Internal Audit standards in the planning, execution and reporting of audits.
  • Provide consulting, advisory services or lead an audit of a business as required, which are practices consistent with our role to evaluate and improve the effectiveness of risk management, control, and governance processes, providing the services do not represent a conflict of interest or detract from our mandate.
  • Participate in complex and confidential special audit projects enterprise wide as requested by senior management of the Bank.


What do you need to succeed?



  • CA/ CPA or similar equivalent undergraduate degree with financial services background
  • Minimum 3  years of Financial Institution (preferably Banking) experience/ previous audit experience
  • Strong working background/ previous experience with Capital Markets products and operational processes
  • Must have the ability to quickly understand the risks associated with new services and/ or routines, products related to Capital Markets and to formulate practical audit procedures to adequately monitor new risk and ensure adherence to limits.
  • Excellent interpersonal, written and verbal communication skills with the ability to communicate a wide variety of complex information in both oral and written format
  • Proficient time management and organizational skills
  • Open to travel as 10-20% travel required



  • Knowledge of Canadian, US and International regulatory standards, auditing standards and business processes in the financial securities environment


What’s in it for you?


We thrive on the challenge to be our best, progressive thinking to keep growing, and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.


  • A comprehensive Total Rewards Program including bonuses and flexible benefits and competitive compensation
  • Leaders who support your development through coaching and managing opportunities
  • Ability to make a difference and lasting impact
  • Flexible work/life balance options
  • Work in a dynamic, collaborative, progressive, and high-performing team
  • Opportunities to do challenging work



About RBC
Royal Bank of Canada is Canada’s largest bank, and one of the largest banks in the world, based on market capitalization. We are one of North America’s leading diversified financial services companies, and provide personal and commercial banking, wealth management, insurance, investor services and capital markets products and services on a global basis. We have over 80,000 full- and part-time employees who serve more than 16 million personal, business, public sector and institutional clients through offices in Canada, the U.S. and 37 other countries. For more information, please visit


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Inclusion and Equal Opportunity Employment
RBC is an equal opportunity employer committed to diversity and inclusion. We are pleased to consider all qualified applicants for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, age, disability, protected veterans status, Aboriginal/Native American status or any other legally-protected factors. Disability-related accommodations during the application process are available upon request.




City:  Toronto 
Address:  310 Front St. W. 
Work Hours/Week:  37.5 
Work Environment:  Office 
Employment Type:  Permanent 
Career Level:  Experienced Hire/Professional 
Pay Type:  Salary + Variable Bonus 
Required Travel (%):  0 
Exempt/Non-Exempt:  N/A 
People Manager:  No 
Application Deadline:  2017-11-11 
Req ID:  149196

Posting Notes:  [[mfield1]]

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